0000947871-13-000110.txt : 20130214 0000947871-13-000110.hdr.sgml : 20130214 20130214163039 ACCESSION NUMBER: 0000947871-13-000110 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: MARK F. DALTON GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: TUDOR BVI GLOBAL PORTFOLIO L.P. GROUP MEMBERS: TUDOR GLOBAL FUND L.P. GROUP MEMBERS: TUDOR GLOBAL TRADING LLC GROUP MEMBERS: TUDOR GROUP HOLDINGS LLC GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROGENICS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000835887 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133379479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52343 FILM NUMBER: 13614601 BUSINESS ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9147892800 MAIL ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 222514825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 BUSINESS PHONE: 203-863-6700 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 SC 13G/A 1 ss165325_sc13ga-progenics.txt AMENDMENT NO. 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* PROGENICS PHARMACEUTICALS, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, par value $.0013 -------------------------------------------------------------------------------- (Title of Class of Securities) 743187106 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2012 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation --------------------------------------------------------------------- 22-2514825 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 2,107,881 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 2,107,881 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,107,881 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 6.2% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO ------------------------ -------------------------------------------------------------------------------- Page 2 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Group Holdings LLC --------------------------------------------------------------------- 13-3862746 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 234,507 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 234,507 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 234,507 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.7% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO ------------------------ -------------------------------------------------------------------------------- Page 3 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II --------------------------------------------------------------------- --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 546,125 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 2,342,388 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 546,125 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 2,342,388 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,888,513 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 8.5% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN ------------------------ -------------------------------------------------------------------------------- Page 4 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Mark F. Dalton --------------------------------------------------------------------- --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 166,000 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 2,358,888 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 166,000 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 2,358,888 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,524,888 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 7.5% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN ------------------------ -------------------------------------------------------------------------------- Page 5 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Tudor BVI Global Portfolio L.P. (f/k/a The Tudor BVI Global Portfolio Ltd.) --------------------------------------------------------------------- 98-0223576 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 1,308,892 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 1,308,892 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,308,892 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 3.8% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN ------------------------ -------------------------------------------------------------------------------- Page 6 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Global Fund L.P. --------------------------------------------------------------------- 98-0677065 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 511,176 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 511,176 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 511,176 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.5% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN ------------------------ -------------------------------------------------------------------------------- Page 7 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Proprietary Trading, L.L.C. --------------------------------------------------------------------- 13-3720063 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 219,107 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 219,107 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 219,107 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.6% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO ------------------------ -------------------------------------------------------------------------------- Page 8 CUSIP No. 743187106 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Global Trading LLC --------------------------------------------------------------------- 13-3862744 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 15,400 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 15,400 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 15,400 --------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.05% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO ------------------------ -------------------------------------------------------------------------------- Page 9 Item 1(a). Name of Issuer: Progenics Pharmaceuticals, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 777 Old Saw Mill River Road Tarrytown, NY 10591 Item 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Tudor Group Holdings LLC ("TGH") Paul Tudor Jones, II Mark F. Dalton The Tudor BVI Global Portfolio L.P. ("Tudor BVI") Tudor Global Fund L.P. ("TGF") Tudor Proprietary Trading, L.L.C. ("TPT") Tudor Global Trading LLC ("TGT") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each of TIC, TGH, TPT, TGF and TGT is: 1275 King Street Greenwich, CT 06831 The principal business office of each of Messrs. Jones and Dalton is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 The principal business office of Tudor BVI is: c/o CITCO Kaya Flamboyan 9 Curacao, Netherlands Antilles Item 2(c). Citizenship: TIC is a Delaware corporation Tudor BVI and TGF are limited partnerships organized under the laws of the Cayman Islands Messrs. Jones and Dalton are citizens of the United States TGH, TPT and TGT are Delaware limited liability companies Item 2(d). Title of Class of Securities: Page 10 Common Stock, par value $0.0013 Item 2(e). CUSIP Number: 743187106 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment advisor in accordance with ss.240.13d-1(b)(1)(ii)(E). (f) [_] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F). (g) [_] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G). (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [_] A non-U.S. institution in accordance with ss. 240.13d-1(b)(1)(ii)(J); (k) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with ss. 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________ Item 4. Ownership (as of December 31, 2010). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ------------------------------------------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ------------------------------------------------------------- Page 11 (iii) sole power to dispose or to direct the disposition of See Item 7 of cover pages ------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages ------------------------------------------------------------- The shares of common stock ("Shares") reported herein as beneficially owned by TIC, TGH, Mr. Jones and/or Mr. Dalton include shares owned directly by Tudor BVI (1,308,892 Shares), TGF (511,176 Shares), TPT (219,107 Shares), and/or TGT (15,400 Shares). Because TIC provides investment advisory services to each of Tudor BVI and TGF and acts as general partner of TGF, TIC may be deemed to beneficially own the Shares owned by Tudor BVI and TGF. TIC expressly disclaims beneficial ownership of such Shares. TGH holds a majority of the equity interests of TGT and indirectly holds a majority of the membership interests of TPT. TGH expressly disclaims beneficial ownership of the Shares beneficially owned by each of such entities. Mr. Dalton, as the sole general partner of D.F. Partners, a New York limited partnership, may be deemed to beneficially own the Shares owned by such entity (16,500 shares). Mr. Dalton expressly disclaims beneficial ownership of such Shares. Mr. Jones is the Co-Chairman and principal equity owner of TIC and TGH. Mr. Jones expressly disclaims beneficial ownership of the Shares beneficially owned, or deemed beneficially owned, by such entities. Mr. Dalton is (i) the Co-Chairman, Chief Executive Officer, President, and an equity owner of TIC and (ii) the Co-Chairman, Chief Executive Officer, and an equity owner of TGH. Mr. Dalton expressly disclaims beneficial ownership of the Shares beneficially owned, or deemed beneficially owned, by such entities. The Shares reported herein under Items 5 and 7 of Mr. Jones' cover page include 4,600 Shares held directly by Mr. Jones' individual retirement account. The Shares reported herein under Items 5 and 7 of Mr. Dalton's cover page include 87,500 immediately exercisable options (the "Options"). Further, the Shares reported herein under Items 5 and 7 of Mr. Dalton's cover page include 78,500 of the Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parents Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Item 9. Notice of Dissolution of Group. Not applicable Page 12 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 13 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2013 TUDOR INVESTMENT CORPORATION By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel TUDOR GROUP HOLDINGS LLC By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel /s/ Paul Tudor Jones, II -------------------------------------- Paul Tudor Jones, II /s/ Mark F. Dalton -------------------------------------- Mark F. Dalton THE TUDOR BVI GLOBAL PORTFOLIO L.P. By: Tudor BVI GP Ltd. Its: General Partner By: Tudor Investment Corporation, Trading Advisor By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel TUDOR GLOBAL FUND L.P. By: Tudor Investment Corporation, Its: General Partner By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel TUDOR PROPRIETARY TRADING, L.L.C. By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel TUDOR GLOBAL TRADING LLC By: /s/ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel